Governance

At FNB Capital Asset Management, we place the highest degree of importance on governance, including all matters related to compliance. Our employees rigorously adhere to accepted best practices in the areas of personal and professional norms of conduct. Highly-regarded independent legal and accounting professionals support us in all the various administrative and regulatory activities related to asset management.

Code of Conduct and Standards
of Professional Conduct

Our professional portfolio management team adheres to both the CFA Institute’s Code of Ethics and their Standards of Professional Conduct. This "Code and Standards" has become the ethical benchmark for investment professionals around the world. As CFA charterholders, FNB Capital‘s entire portfolio management team is required to follow these codes and attest to this on an annual basis.

The Code of Ethics maintains that we must:

  • Place the integrity of the profession and the interests of clients above our own interests.
  • Act with integrity, competence, and respect.
  • Maintain and develop our professional competence.

The Standards of Professional Conduct cover:

  • Professionalism and integrity of the capital markets.
  • Duties to clients and employers.
  • Investment analysis and recommendations.
  • Conflicts of interest and our responsibilities.


For further information on FNB Capital’s support partners, please do not hesitate to contact us.

Regulatory Oversight

The information provided on FNB Capital Asset Management’s website is general in nature and provided strictly for purposes of information and in no way constitutes an offer to sell investment products or solicitation for investment services. While we strive to ensure the information contained on this website is accurate and aim to regularly update it, FNB Capital Asset Management cannot guarantee its reliability, accuracy and completeness at all times. Consequently, FNB Capital Asset Management assumes no responsibility with respect to any inaccuracies or omission pertaining to information provided on the website. FNB Capital Asset Management declines all responsibility with respect for any direct or indirect damages and financial loss that may result from the use of its website, including the responsibility related to any decision based on information provided on the site. Any information contained on this website may modified without prior notice.

CONTACT US

Icon Phone 514.448.4880
Icon Email info@fnbcapital.ca
Icon Address 1, Place Ville Marie, Suite 2901
Montréal (Québec)
H3B 0E9